Backman on Esders and Hen and Lucas and Rotman, 'The Merovingian Kingdoms and the Mediterranean World: Revisiting the Sources'

Author: 
Stefan Esders, Yitzhak Hen, Pia Lucas, Tamar Rotman, eds.
Reviewer: 
Clifford Backman

Stefan Esders, Yitzhak Hen, Pia Lucas, Tamar Rotman, eds. The Merovingian Kingdoms and the Mediterranean World: Revisiting the Sources. Studies in Early Medieval History Series. London: Bloomsbury Academic, 2019. xiv + 266 pp. $115.00 (cloth), ISBN 978-1-350-04838-6.

Reviewed by Clifford Backman (Boston University) Published on H-Africa (October, 2020) Commissioned by David D. Hurlbut (Independent Scholar)

Printable Version: https://www.h-net.org/reviews/showpdf.php?id=55070

When one thinks about the Merovingians—and, really, who doesn’t?—one seldom thinks of the Mediterranean. There is good reason for that. Whatever else the Merovingians may have been, they were a hodgepodge of northern clans, tribes, and kingdoms who came from one end of the northern tier of Europe and settled eventually in the other. They drank beer rather than wine; cooked in lard rather than olive oil; avoided cities as centers of evil spirits; had little literature that we know of and less science; had no ships other than rivercraft; and lived, fought, and died on scattered parcels of farmland cleared from the immense, dense forest of the continent. That is not to say they fitted the prejudiced Dark Age caricature of them as mere “barbarians”—a kind of gruesome but temporary way station between the glories of Rome and Aachen. As shown by a generation of scholars from Walter Goffart and Ian Wood to Chris Wickham, Andreas Fischer, and Peter Heather, the period from Rome’s fall to Aachen’s ascent deserves to be studied for its own self and not merely as another of history’s dreary “periods of transition”; after all, every age is one of transition, and the transitions involved—political, cultural, intellectual, technological, and every other type—are usually themselves the chief points of interest.

Most of this new work emphasizes the active involvement of the Merovingian kingdoms in the broader, and specifically Mediterranean, world. The volume under consideration both results from and mimics the east-west and north-south contact it discusses, for it is the culmination of a joint research project by mostly younger scholars at the Freie Universität Berlin and the Ben-Gurion University of the Negev, funded by the German-Israeli Foundation for Scientific Research and Development. The thirteen studies that make up the volume cover a broad spectrum of topics and use a wide array of primary sources, although this is less the result of an expansive interpretive vision of the topic than of the scattered and fragmentary nature of the surviving documents. Composite volumes like this have significant value in themselves and as spurs to further research, but they seldom result in the kind of cohesive theoretical or interpretive model they aim for. This volume certainly points to such a model even if it fails to reach it. That is hardly the fault of the authors. For the period and place they examine, after all, virtually every single surviving piece of written evidence that we have (not counting monastic copies), gathered together in its modern published edition, would fit on my own unimpressive desk. It would all even fit into my Kindle. Given this reality, the best we can hope for is an unfinished, however accomplished, mosaic. The present volume, bright with promise, presents just such a mosaic.

The thirteen studies treat four main themes. First is the question of how the people of the Merovingian era perceived themselves. Were they late-arriving Romans or post-Romans? Did they think of themselves, in other words, as a society distinct from the one that preceded it or as an extension of it? The Franks undoubtedly became Romanized when they entered western Europe; they adopted Roman language, elements of Roman law, and parts of Roman technology, and their rulers at least mimicked aspects of Roman governance. But was this identification with Rome or mere convenience? Yitzhak Hen argues that the dissemination of the Expositio totius mundi et gentium, a fourth-century Greek geographical text, across western Europe in a fifth-century Latin translation illustrates one aspect of this identity formation. He may be right, but in the complete absence of a manuscript tradition it is impossible to tell. (The text is known only from a much-marred seventeenth-century edition.) The existence of the text certainly means something. There is no reason, though, to assume that the Latin version was composed by a Merovingian or on behalf of a Merovingian, or even was ever read by a Merovingian. It may well have been the work of an urbane Italian who wanted to soothe his worried mind with a tome on the glorious expanse of his beloved, if troubled, empire. Helmut Reimitz contrasts the legal decrees from the third episcopal Synod of Mâcon (585 CE) with the description of that gathering in Gregory of Tours’ Historia Francorum. The synod was convened by the then-archbishop of Lyon and involved, according to Gregory, nearly seventy bishops or their representatives. Three issues predominated: the Gundovald affair (in which a pretender to the Merovingian throne and would-be spouse to the charming widow Brunhild, queen of Austrasia, pressed his case by pointing out the support he had from figures in the Byzantine court); the question of bishops’ authority to demand the payment of tithes from their parishes; and the vexed question of whether or not, and when, the Latin word homo (“man”) could be interpreted to mean both men and women. Reimitz emphasizes the synod’s reliance on Roman law, in contrast to Gregory’s relative dismissal of Roman precedents in favor of considerations of divine purpose. Again, the conclusion drawn—that the Frankish clerics emphasized Roman secular law as the means to resolve their disputes since they saw themselves as Romans—is perfectly plausible but is by no means the only sensible one. Gregory’s aim in his Historia Francorum, after all, was to show God’s hand still at work in a fallen world, not to provide a record of a series of legal briefs.

The second part of the volume consists of four studies that trace the extent of the diplomatic reach of the kingdoms of the era. Anna Gehler-Rachunek begins, appropriately, with a look at Frankish marriage negotiations in the sixth century. This was an age in which marriage-diplomacy was arguably the only real diplomacy, since the political rights of rulers usually came down to what they were entitled to by a marriage or an inheritance from one. Once again Gregory of Tours provides most of the evidence, with some assistance from Isidore of Seville. Gehler-Rachunek starts with the conversion of the Visigothic king, Reccared, from Arianism to orthodox Latin Christianity in 589 and his subsequent expectation that his relations with the Frankish kings Guntram and Childebert would improve now that he had joined them in the true faith—only to be rebuffed by Guntram because of Reccared’s maltreatment of his, Guntram’s, niece Ingund. Was Reccared’s conversion therefore a diplomatic ploy? Did family honor take precedence over religious brotherhood? Gehler-Rachunek shows the many marriage links established between the Visigothic royal family and those of the Austrasian and Neustrian Frankish houses that preceded Reccared’s reign, bringing in the diplomatic involvement of Spanish Byzantine courtiers as well, to show that the Germanic kingdoms were in considerably more and closer contact with one another and with far-off Constantinople than previously thought. Unfortunately, she does not consider the various Byzantine sources of the era, which might have added considerable nuance to her argument by providing an “outsider’s” view. Next, Hope Williard provides a summary of the ties of diplomatic friendship (amicitia) among Frankish royal and nobles as related by the ever-present Gregory. By Williard’s own count Gregory discusses eight cases of amicitia in his history, and she argues that the term had ambivalent meanings that ranged from the connections between a lesser (in the political sense) individual and a superior one, which case amicitia implies something like cozening in search of political favors, to the friendly relations between political equals that precedes betrayal and strife. As Gregory uses it, she argues, amicitia echoed the ties between ancient Roman clienteles, and if she is right then she is making a very important point. The point is more suggestive than conclusive, since eight examples out of a four-hundred-plus-page text cannot be regarded as definitive, but it fully merits further study. Bruno Dumézil and Yaniv Fox turn their attention to the Epistolae Austrasicae, a collection of diplomatic letters from the fifth and sixth centuries that survives in a single ninth-century manuscript that has long been regarded as a product of the Carolingian court—that is to say, the collection itself, not merely the manuscript copy. Dumézil makes a strong argument that the Epistolae was actually the work of Magneric, the bishop of Trier, sometime around the year 590. If Dumézil’s is codicological, Fox’s is rhetorical and focuses on two diplomatic episodes, first the effort by Byzantium to win Frankish support against the Lombard invasion of southern Italy, and second the negotiations over the fate of Athanagild, the young nephew of Childebert II who got caught up in the rebellion against restored Byzantine power in Visigothic Spain and ended up in Byzantine custody. In both cases, Fox argues, the Franks and Byzantines relied heavily on language that was religiously tinged rather than based on law or politically strategic appeal.

Part 3 collects four studies dealing with the social dimensions of law and religion. Lukas Bothe takes the prize for best essay title with his “Mediterranean Homesick Blues,” which inspects Germanic laws regarding the slave trade. Here he follows the granular, quantitative work of Michael McCormick’s Origins of the European Economy (2001) but looks in particular at the European Christian justification for engaging in human trafficking. The slave trade, he finds, reached far into the Germanic hinterlands, but each society (the Visigoths, the Burgundians, the Franks) responded differently to the moral question of that trade. Till Stüber examines the so-called Three Chapters controversy as it was debated at the 5th Council of Orléans. The controversy itself centered on the supposedly Nestorian writings of three theologians that had been debated at the Council of Chalcedon. Stüber ignores the theological issues themselves and emphasizes instead the significance of a council in northern Francia engaging in the debate, a debate having originated in an exchange of letters between the bishop of Arles and Pope Vigilius—while he was residing temporarily in Constantinople. The Frankish Church, the implication goes, was not peripheral to the Church Universal but was actively and continually engaged with it. Next come two studies on rituals as described in Merovingian liturgical and hagiographical texts. Rob Means goes in depth into the Sacramentary of Gellone, a late eighth-century text from Meaux, and discusses the ordo for ritually purifying an altar where a murder has been committed. This being the Dark Ages, the question is not altogether theoretical and the existence of such a rite should be contrasted with the fact that whereas Gregory of Tours narrates many a defilement of altars and churches by bloodshed he never mentions a purification of those sacred spaces. Tamar Rotman closes this section of the book with an inspection of the sources regarding the pillar-climbing ascetic, Vufiliac of Trier, focusing once again on the ever-present Gregory. She emphasizes the ways Gregory shapes Vufiliac’s story in order to provide a distinction between his tale and that of Simeon Stylites over in Syria.

The last section of the volume contrasts Frankish and Byzantine portrayals of emperorship: Pia Lucas studies Gregory’s depiction of Tiberius II; Stefan Esders examines Fredegar’s portrait of Constans II; and Federico Montinaro shifts the perspective by analyzing a Byzantine view of Frankish political rulership, namely, Theophanes’s discussion of the end of Merovingian rule and the rise of the Carolingian version. The general conclusion of these studies is that western writers used descriptions of Byzantine politics as a way of depicting rulership as an aspect of Christian history, a means of promoting God’s will on earth, whereas a Byzantine writer like Theophanes reveals a factually shaky but genuine interest in matters far away from the cosmopolitan center of Constantinople.

All in all, this is an engaging and impressive collection. The essays are filled with sharp insights and an eager willingness to upend traditional interpretations that makes the reading enjoyable without weakening their scholarly gravitas. Two weaknesses stand out, however, almost across the board. First, with the exception of Bothe, the authors fail to emphasize the distinctions between the societies of Dark Age Europe. The Visigoths were not like the Franks, who were not like the Burgundians, who were not like.... The authors are well aware of this, of course, and may have written their contributions assuming that the likely readers of a volume like this would also be aware of the fact and therefore need not be reminded. Nevertheless, using the general term “Merovingian” in the title to describe all these societies could easily mislead an unexperienced reader. More significant, though, is the near-total absence of Byzantine sources. Only Theophanes appears in any meaningful way, and he only in a readily available English translation. Any research project aimed at showing the interaction of the western and eastern worlds of the Mediterranean should surely look through both ends of the telescope.

Citation: Clifford Backman. Review of Esders, Stefan; Hen, Yitzhak; Lucas, Pia; Rotman, Tamar, eds., The Merovingian Kingdoms and the Mediterranean World: Revisiting the Sources. H-Africa, H-Net Reviews. October, 2020. URL: https://www.h-net.org/reviews/showrev.php?id=55070

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